Matthew Wilkens


2023

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Modeling Legal Reasoning: LM Annotation at the Edge of Human Agreement
Rosamond Thalken | Edward Stiglitz | David Mimno | Matthew Wilkens
Proceedings of the 2023 Conference on Empirical Methods in Natural Language Processing

Generative language models (LMs) are increasingly used for document class-prediction tasks and promise enormous improvements in cost and efficiency. Existing research often examines simple classification tasks, but the capability of LMs to classify on complex or specialized tasks is less well understood. We consider a highly complex task that is challenging even for humans: the classification of legal reasoning according to jurisprudential philosophy. Using a novel dataset of historical United States Supreme Court opinions annotated by a team of domain experts, we systematically test the performance of a variety of LMs. We find that generative models perform poorly when given instructions (i.e. prompts) equal to the instructions presented to human annotators through our codebook. Our strongest results derive from fine-tuning models on the annotated dataset; the best performing model is an in-domain model, LEGAL-BERT. We apply predictions from this fine-tuned model to study historical trends in jurisprudence, an exercise that both aligns with prominent qualitative historical accounts and points to areas of possible refinement in those accounts. Our findings generally sound a note of caution in the use of generative LMs on complex tasks without fine-tuning and point to the continued relevance of human annotation-intensive classification methods.

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Grounding Characters and Places in Narrative Text
Sandeep Soni | Amanpreet Sihra | Elizabeth Evans | Matthew Wilkens | David Bamman
Proceedings of the 61st Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Tracking characters and locations throughout a story can help improve the understanding of its plot structure. Prior research has analyzed characters and locations from text independently without grounding characters to their locations in narrative time. Here, we address this gap by proposing a new spatial relationship categorization task. The objective of the task is to assign a spatial relationship category for every character and location co-mention within a window of text, taking into consideration linguistic context, narrative tense, and temporal scope. To this end, we annotate spatial relationships in approximately 2500 book excerpts and train a model using contextual embeddings as features to predict these relationships. When applied to a set of books, this model allows us to test several hypotheses on mobility and domestic space, revealing that protagonists are more mobile than non-central characters and that women as characters tend to occupy more interior space than men. Overall, our work is the first step towards joint modeling and analysis of characters and places in narrative text.